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FOUNDATION_08 — THE KING OF SPECULATION · 1877—1940

LIVERMORE

THE ONE WHO CAN SIT WINS

Jesse Lauriston Livermore — not a theorist, but the greatest speculator in history. Four times he made millions, three times he lost everything. His rules were born less from his wins than from his losses.

«It was never my thinking that made me money — it was my sitting.»
— JESSE LIVERMORE
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01 — HISTORY

THE BOY
PLUNGER

THE BOARD BOY

At 14 he ran away from a Massachusetts farm and, at Paine Webber in Boston, became a quote-board number-poster. He noticed the numbers had «behavior» and noted it in a book. First trade: $5 — a $3.12 profit. Before he was 20 he had taken $10,000 from the bucket shops, who banned him as «the Boy Plunger».

1877—97
→ NOTE THE BEHAVIOR OF THE NUMBERS — THE NOTEBOOK IS THE TEACHER
1907
→ THE FIGHT IS NOT WITH THE MARKET — IT'S WITH YOURSELF
MORGAN'S REQUEST

In the great panic of 1907, short, he won $1 million in a single day. J.P. Morgan, then rescuing Wall Street, sent word asking him to «stop selling short» — he stopped, went long, and won again. At 30 his name was a legend.

THE BIGGEST SHORT IN HISTORY

In the autumn of 1929 he sensed the turn through his pivotal points and went short on every front. In the week of Black Tuesday he won ~$100 million (about $1.5 billion today), and the papers blamed him as «the man who broke the market». When he came home, his wife had thought him ruined.

1929
→ ONLY PREPARATION GIVES THE NERVE TO STAND AGAINST THE CROWD
1934—40
→ BREAK YOUR OWN RULES AND EVEN A KING GOES BROKE
THE FALL AND THE BEQUEST

Breaking his own rules again and again, in 1934 he declared bankruptcy — for the third time. In 1940 he published his book «How to Trade in Stocks», and in November of that year took his own life. A tragic end — yet the rules in his notebook still sit on every trader's desk today.

02 — THREE RULES

PIVOT · PYRAMID
· SITTING

RULE 01
PVT
PIVOTAL POINT
THE PIVOTAL POINT — WAIT FOR THE RIGHT MOMENT

Livermore never tried to buy the lowest price —at the right moment, when a pivotal point breaks he entered: a historic high, a round number, the edge of a consolidation. «Price flows along the line of least resistance» — a broken pivot proves that line has opened.Entering early is as bad as entering wrong.

→ DON'T HUNT A CHEAP PRICE — HUNT THE RIGHT MOMENT.
PIVOT — THE OLD HIGH ENTRY — ON THE BREAK THE EARLY-ENTRY ZONE ✕ PIVOTAL POINT
RULE 02
▲▲
PROBE + PYRAMID
PROBE SMALL — ADD IF YOU'RE RIGHT

He never took a full position at once: first probe with 20%, add when the market confirms and you're in profit, then fill it fully once confirmed again. Adding to a losing position is —not «dollar averaging», but the road to ruin. Only a winning position has the right to grow.

→ ADD ONLY EACH TIME THE MARKET PROVES YOU RIGHT.
20% PROBE +30% — CONFIRMED +50% — FILLED PYRAMIDING — ONLY ON PROFIT
RULE 03
SIT
SITTING + CUTTING
SIT ON YOUR PROFITS — CUT YOUR LOSSES AT ONCE

An iron rule on both sides: a loss —get out before it reaches 10% — at once if doubt appears; but while it's in profit and the trend is intact, sit and do nothing. The big money is not in the thinking — it's in the waiting. Only boredom and fear destroy a position.

→ BE QUICK IN A LOSS — SLOW IN A PROFIT.
−10% — CUT ✂ THEN: JUST SIT THE BIG MONEY IS HERE CUT FAST · SIT TIGHT
03 — THE IRON RULES

THE NOTEBOOK'S
RULES

01
TRADE ONLY THE LEADER
The leading stock of the leading sector — the line of least resistance.
02
LET THE MARKET CONFIRM
Your opinion is never enough — enter only after price moves to prove it.
03
DON'T AVERAGE A LOSS
Enlarging a wrong position is the shortest road to ruin. −10% = the line to exit.
04
HALF YOUR PROFIT IN CASH
After every big campaign, take half your profit off the table — that is your wage.
04 — PROOF · WITH DATES

TWO GREAT
CAMPAIGNS

1907.10.24
THE DAY THE PANIC PEAKED
$1,000,000 IN A SINGLE DAY

He read the deepening credit crisis from the summer and went short. On the day the panic peaked he won $1 million in one day. With the market on the brink of total collapse, at Morgan's request he stopped shorting and, going long, won again — at 30.

10.24 — COVER SHORT — SINCE SUMMER 1907 · THE GREAT PANIC
1929.10
THE BLACK WEEK
THE BIGGEST SHORT IN HISTORY — $100M

Through the summer, as the leading stocks failed to hold their pivots at new highs, he noted it and pyramided his short. On Black Monday and Tuesday: ~$100 million (about $1.5 billion today) — the largest individual short profit in history.

PIVOTS NOT HOLDING SHORT ▼ −23% / 2 DAYS DJIA · 1929.10
05 — THE PRACTICE LAB · LIVERMORE'S STAIRCASE

THE THREE-STEP
SYSTEM

PICK THE LEADER — W/D
Watch only the strongest name in the strongest sector. A weak stock's «cheap» price is a trap.
PIVOT + PROBE — D
Mark your pivot and probe with 20% on a break with volume. SL — on the far side of the pivot.
PYRAMID + SIT — D/4H
Add each time the market confirms (only on profit), then sit until the structure breaks. The reason to exit is a break, not boredom.
→ BEING RIGHT IS HALF — SITTING ON BEING RIGHT IS THE WHOLE
06 — READING DRILLS

LIVERMORE
DECIDE LIKE LIVERMORE

SCORE: 0 / 3
DRILL 01
PVT

It's a stock from your favorite company, down 15% from its high. Do you buy?

? WAIT FOR THE RIGHT MOMENT
DRILL 02
−7%

Your position is −7% and your thesis is in doubt. The thought «it'll come back» arises. What does Livermore do?

? THE 10% RULE
DRILL 03
+40

Your position is +40%, the trend intact, the pivots defended. But it's gone sideways for 2 weeks — you're getting bored. What do you do?

? BE RIGHT — SIT TIGHT
07 — LIVE READ · ONE CAMPAIGN

FROM THE PIVOT
TO THE SIT

SCENARIO:
01 — PIVOT
The leading stock nears its pivot. Just watch — no need to predict.
02 — PROBE 20%
A break on volume — enter with a small position. If the market goes against you, the loss is tiny.
03 — PYRAMID
The market confirms: add tranches at +30% and +50%. The average price rises, but the position is right.
04 — SIT → EXIT
He sat through the sideways stretches. Only when the structure broke for the first time did he close it all. ✓
PIVOT — THE OLD HIGH PROBE 20% +30% +50% STRUCTURE BROKE — EXIT ✓ SCHEMATIC — FOR TEACHING · AUTO-LOOP
ACTIVE DRILL · TIME THE ENTRY

WAIT FOR THE PIVOT

Livermore never bought cheap. He entered on the break — the candle that closes above the pivot. Click too early and you're catching a knife. Click the break.

TIMED 0 · EARLY 0
Click the candle that breaks the pivot.
Entering early is as bad as entering wrong.
08 — LEGACY

THE RULES ARE
LIFE ITSELF

«Reminiscences of a Stock Operator» (1923) — still the most-read trading book today. Livermore's own life is the greatest lesson: a system protects you, emotion destroys you.